SAQA All qualifications and part qualifications registered on the National Qualifications Framework are public property. Thus the only payment that can be made for them is for service and reproduction. It is illegal to sell this material for profit. If the material is reproduced or quoted, the South African Qualifications Authority (SAQA) should be acknowledged as the source.
SOUTH AFRICAN QUALIFICATIONS AUTHORITY 
REGISTERED UNIT STANDARD THAT HAS PASSED THE END DATE: 

Apply principles of risk management 
SAQA US ID UNIT STANDARD TITLE
120303  Apply principles of risk management 
ORIGINATOR
SGB Administration 
PRIMARY OR DELEGATED QUALITY ASSURANCE FUNCTIONARY
-  
FIELD SUBFIELD
Field 03 - Business, Commerce and Management Studies Public Administration 
ABET BAND UNIT STANDARD TYPE PRE-2009 NQF LEVEL NQF LEVEL CREDITS
Undefined  Regular-Fundamental  Level 5  Level TBA: Pre-2009 was L5  8 
REGISTRATION STATUS REGISTRATION START DATE REGISTRATION END DATE SAQA DECISION NUMBER
Passed the End Date -
Status was "Reregistered" 		 2018-07-01  2023-06-30  SAQA 06120/18 
LAST DATE FOR ENROLMENT LAST DATE FOR ACHIEVEMENT
2026-06-30   2029-06-30  

In all of the tables in this document, both the pre-2009 NQF Level and the NQF Level is shown. In the text (purpose statements, qualification rules, etc), any references to NQF Levels are to the pre-2009 levels unless specifically stated otherwise.  

This unit standard does not replace any other unit standard and is not replaced by any other unit standard. 

PURPOSE OF THE UNIT STANDARD 
This Unit Standard will be useful to learners who are elected political leaders and public sector officials involved with the service delivery activities that require the use of public assets to render services to the communities. It will also be useful to South Africa's public officials and political executives, strategic executive managers and other role-players. This Unit Standard enables the learner to apply the core concepts of risk management and inform policy decision and strategic decision-making processes about the importance of risk management in any sector.

The qualifying learner is capable of:
  • Explaining risk management in the public sector.
  • Analyse potential risks and the impact thereof on the specific sector.
  • Developing and implementing risk management procedures.
  • Monitoring and assessing risk management procedures. 
    		•

    LEARNING ASSUMED TO BE IN PLACE AND RECOGNITION OF PRIOR LEARNING 
    It is assumed that the Learners are competent in:
  • Communication at NQF Level 4.
  • Mathematical Literacy at NQF Level 4.

    It is recommended that learners are competent in Economics at NQF Level 4. 
    		•

    UNIT STANDARD RANGE 
    N/A 

    Specific Outcomes and Assessment Criteria: 

    SPECIFIC OUTCOME 1 
    Explain risk management. 

    ASSESSMENT CRITERIA     

    ASSESSMENT CRITERION 1 
    The importance of risk management is explained with reference to institutions that have failed because of poor risk management. 

    ASSESSMENT CRITERION 2 
    The role of risk management in good governance is explained with examples. 

    ASSESSMENT CRITERION 3 
    The legislation relevant to a risk management in the South African context is interpreted with examples. 

    ASSESSMENT CRITERION 4 
    Case studies are analysed to determine how typical risk scenarios have affected a specific sector in the past. 

    SPECIFIC OUTCOME 2 
    Analyse potential risks and the impact thereof on the specific sector. 

    ASSESSMENT CRITERIA     

    ASSESSMENT CRITERION 1 
    Different types of risks are identified and reasons are provided as to why these risks need to be managed. 

    ASSESSMENT CRITERION 2 
    The various systems for categorising and prioritising risk are analysed as they apply to the public sector context. 

    ASSESSMENT CRITERION 3 
    Threats to the risk management within the public sector are identified and evaluated in terms of the degree of threat they pose. 

    SPECIFIC OUTCOME 3 
    Develop and implement risk management procedures. 

    ASSESSMENT CRITERIA     

    ASSESSMENT CRITERION 1 
    Risk management procedures are designed in accordance with specific sector legislation and codes of conduct. 

    ASSESSMENT CRITERION 2 
    Roles, responsibilities and accountabilities are described and aligned to risk management procedures. 

    ASSESSMENT CRITERION 3 
    Measures for determining efficacy of risk management procedures are designed and implemented according to specifc sector legislation and risk management policies. 

    ASSESSMENT CRITERION 4 
    Reporting procedures for risk management and risk situations are outlined and implemented according to legislation and policies. 

    SPECIFIC OUTCOME 4 
    Monitor and assess risk management procedures. 

    ASSESSMENT CRITERIA     

    ASSESSMENT CRITERION 1 
    The efficacy of risk management procedures are measured on an ongoing basis. 

    ASSESSMENT CRITERION 2 
    Problem areas are identified and plans outlined to address these proactively. 

    ASSESSMENT CRITERION 3 
    Procedures are revised according to revised risk management needs. 

    ASSESSMENT CRITERION 4 
    All changes are documented and incorporated into procedures. 


    UNIT STANDARD ACCREDITATION AND MODERATION OPTIONS 
  • Any individual wishing to be assessed (including through RPL) against this unit standard may apply to an assessment agency, assessor or provider institution accredited by the relevant ETQA, or an ETQA that has a Memorandum of Understanding with the relevant ETQA.
  • Anyone assessing a learner against this unit standard must be registered as an assessor with the relevant ETQA, or an ETQA that has a Memorandum of Understanding with the relevant ETQA.
  • Any institution offering learning that will enable achievement of this unit standard or assessing this unit standard must be accredited as a provider with the relevant ETQA, or an ETQA that has a Memorandum of Understanding with the relevant ETQA.
  • Moderation of assessment will be conducted by the relevant ETQA at its discretion. 
    		•

    UNIT STANDARD ESSENTIAL EMBEDDED KNOWLEDGE 
    The learner must demonstrate an understanding of:
  • Public sector legislation and policies pertaining to risk managemenet.
  • National, provincial and local government processes and structures.
  • Risk management.
  • Procedure formulation. 
    		•

    UNIT STANDARD DEVELOPMENTAL OUTCOME 
    N/A 

    UNIT STANDARD LINKAGES 
    N/A 


    Critical Cross-field Outcomes (CCFO): 

    UNIT STANDARD CCFO IDENTIFYING 
    Identify and solve problems using critical and creative thinking processes to determine risk management requirements within the public sector context. 

    UNIT STANDARD CCFO WORKING 
    Work effectively with others as a member of a team, group, organisation or community in order to determine risks, potential risk and risk management procedures. 

    UNIT STANDARD CCFO ORGANISING 
    Organise and manage oneself and one's activities responsibly and effectively in order to manage risk proactively. 

    UNIT STANDARD CCFO COLLECTING 
    Collect, analyse, organise and critically evaluate information to effectively research all possible risk scenarios pertaining to the public sector. 

    UNIT STANDARD CCFO COMMUNICATING 
    Communicate effectively using visual, mathematical and/or language skills in the modes of oral and/or written persuasion to advise others on risk management procedures. 

    UNIT STANDARD CCFO SCIENCE 
    Use science and technology effectively and critically, showing responsibility to the environment and health of others and use appropriate computer software to design, implement, monitor and report on risk management processes. 

    UNIT STANDARD CCFO DEMONSTRATING 
    Demonstrate an understanding of the world as a set of interrelated systems by recognising that risk management issues within the public sector problem-solving contexts do not exist in isolation and that a variety of factors can pose a risk to public sector management. 

    UNIT STANDARD CCFO CONTRIBUTING 
    Participate as responsible citizens in the life of local, national and global communities by acting as custodian of effective risk management processes. 

    UNIT STANDARD ASSESSOR CRITERIA 
    N/A 

    REREGISTRATION HISTORY 
    As per the SAQA Board decision/s at that time, this unit standard was Reregistered in 2012; 2015. 

    UNIT STANDARD NOTES 
    Articulation Possibilities:

    This Unit Standard will enable a learner to articulate to other qualifications in Financial Management, Financial Services, Business Administration, Public Finance Management and Administration, Municipal Finance Management and Administration, Generic Management. 

    QUALIFICATIONS UTILISING THIS UNIT STANDARD: 
      ID QUALIFICATION TITLE PRE-2009 NQF LEVEL NQF LEVEL STATUS END DATE PRIMARY OR DELEGATED QA FUNCTIONARY
    Core  66869   National Certificate: Home Affairs Services  Level 5  Level TBA: Pre-2009 was L5  Passed the End Date -
    Status was "Reregistered"     		 2023-06-30  PSETA 
    Core  50060   National Certificate: Public Administration  Level 5  Level TBA: Pre-2009 was L5  Passed the End Date -
    Status was "Reregistered"     		 2023-06-30  PSETA 
    Core  80047   National Certificate: Road Safety Development  Level 5  NQF Level 05  Passed the End Date -
    Status was "Reregistered"     		 2023-06-30  SAS SETA 
    Core  64670   National Certificate: Public Financial Oversight and Accountability  Level 6  Level TBA: Pre-2009 was L6  Passed the End Date -
    Status was "Reregistered"     		 2023-06-30  PSETA 
    Elective  50081   Further Education and Training Certificate: Leadership Development  Level 4  NQF Level 04  Passed the End Date -
    Status was "Reregistered"     		 2023-06-30  LG SETA 
    Elective  66389   Higher Certificate: Diagnostic and Procedural Coding  Level 5  NQF Level 05  Passed the End Date -
    Status was "Reregistered"     		 2023-06-30  HW SETA 
    Elective  58696   National Certificate: Close Protection  Level 5  Level TBA: Pre-2009 was L5  Passed the End Date -
    Status was "Reregistered"     		 2023-06-30  SAS SETA 
    Elective  58883   National Certificate: Fluid Power  Level 5  Level TBA: Pre-2009 was L5  Passed the End Date -
    Status was "Reregistered"     		 2023-06-30  MERSETA 
    Elective  59201   National Certificate: Generic Management  Level 5  Level TBA: Pre-2009 was L5  Passed the End Date -
    Status was "Reregistered"     		 2023-06-30  As per Learning Programmes recorded against this Qual 
    Elective  60549   National Diploma: Aeronautical Information Management Practice  Level 5  NQF Level 05  Passed the End Date -
    Status was "Reregistered"     		 2016-12-31  TETA 
    Elective  66109   National Diploma: Aircraft Performance Engineering  Level 6  NQF Level 06  Passed the End Date -
    Status was "Reregistered"     		 2016-12-31  TETA 


    PROVIDERS CURRENTLY ACCREDITED TO OFFER THIS UNIT STANDARD: 
    This information shows the current accreditations (i.e. those not past their accreditation end dates), and is the most complete record available to SAQA as of today. Some Primary or Delegated Quality Assurance Functionaries have a lag in their recording systems for provider accreditation, in turn leading to a lag in notifying SAQA of all the providers that they have accredited to offer qualifications and unit standards, as well as any extensions to accreditation end dates. The relevant Primary or Delegated Quality Assurance Functionary should be notified if a record appears to be missing from here.
     
    1. A.S.A.P Training and Consulting 
    2. Africa Institute For Public Administration 
    3. African Divas 
    4. AfroXpert Performance Developement cc 
    5. Akadon Trading (Pty) Ltd 
    6. Amabamba Recruitment 
    7. Amandla Obunye Training Academy 
    8. Amangile Academy (Pty) Ltd 
    9. Amelron General Business Enterprise 
    10. Aphro Collective 
    11. ARMS - Audit & Risk Management Solutions 
    12. ARNL Construction Development Projects 
    13. Asiphokuhle Training and Research Institute 
    14. AVAX SA 481 CC. T/A Mandisa Development Services 
    15. Ayandona Manufacturing and Distribution (Pty) Ltd 
    16. Bashumi Consulting 
    17. Bephaswana Skills Development (Pty) Ltd 
    18. Bettes - Types Trading and Projects 
    19. BO Support Services CC 
    20. Bo-Ndu Traiding 
    21. Bohlokoa Business Consultancy 
    22. Boikgantsho Consulting & Events 
    23. Bonolo Training Institute 
    24. Break The Chains Development Services 
    25. C Ngubane & Associates Inc. 
    26. Cale Developments 
    27. CB Willemse Training 
    28. Centre For Municipal Research And Advice 
    29. Continuing Education Programme 
    30. Cre8ive Organisational Development 
    31. CTC College(PTY) LTD. 
    32. Dean Institute Of Learning (Pty) Ltd 
    33. Delbra Innovative Consultancy 
    34. Dependable Consulting (Pty) 
    35. Destiny Management Consultants (Pty) Ltd 
    36. Ditirelo Skills Development Services 
    37. DotCentre Business Consulting 
    38. E-Login Business Institute (Pty) Ltd 
    39. Edutel Public Service Company 
    40. Elective Training Institute Enterprise CC 
    41. Everdo Group (Pty) Ltd. 
    42. Fabulous City Trading 
    43. Fachs Business Consulting and Training 
    44. Falcon Business Institute 
    45. Fire Protection Association of Southern Africa 
    46. Fort Hare Trading Solutions (Pty) Ltd 
    47. Free State Training and Development Institute 
    48. Furniture World Training Centre 
    49. Gleyding Management Institute (Pty) Ltd 
    50. Global Steel Merchants (Pty) Ltd 
    51. Goitsikitso Enterprise Trading 
    52. Hanyeleni Business Enterprise 
    53. Harvestine Investments (Pty) Ltd 
    54. Harvitex cc 
    55. His Mercy Learning Academy 
    56. Hlombe and Associates 
    57. IALE School of Advanced Learning Education 
    58. Ikwanda Customs Consultants CC 
    59. Inkcubeko YakwaNtu Trading 
    60. Inkqubeko Investment (Pty) Ltd 
    61. Innovative Technology Design 
    62. Institute of Busines Management of Southern Africa 
    63. Integrated Corporate Skills Solution 
    64. IQ Skills Academy (PTY) LTD. 
    65. Jobafrik Consulting 
    66. Josmap Training Institute 
    67. JTM Empowered 
    68. K Boneng Consulting Services (Pty) Ltd 
    69. K-Leng Touch, Events and Skills Development 
    70. Kamanga Skills Projects 
    71. Karabo Ya Karabo 
    72. Kernel Management and Consulting (PTY) LTD. 
    73. Kgaka Kgolo Institute 
    74. Kgakishe Trading and Projects (PTY) LTD 
    75. Kgotla Trading Enterprise 
    76. Khongoloti Training Academy 
    77. KMS 
    78. KOKANO PROJECTS PTY LTD 
    79. Kwazulu Skills Academy 
    80. KWEM Management Solutions 
    81. KZN Tourism Training 
    82. Le - Mark Training and Development Pty (Ltd) 
    83. Lelethu Training (Pty) Ltd 
    84. Lewerb Holdings (PTY) Ltd 
    85. Lindasande General Trading 
    86. Lindo Training and Services 
    87. Lwazi Community Facilitator 
    88. M.I.C. Training and Development 
    89. Majuba Technical Vocational Education and Training 
    90. Makgoka Development Facilitation (PTY) Ltd. 
    91. MANCOSA Pty (Ltd) 
    92. Mangalani Business Enterprises 
    93. Maqhawe College 
    94. Matash Holdings (Pty) Ltd 
    95. Meridian Capacity Building Corporation (Pty) Ltd 
    96. Mgwezane Training and Events Management CC. 
    97. Miczo's Enterprise 
    98. Milpark Education (Pty) Ltd 
    99. Mimoisa Business Solutions CC 
    100. Minotime (PTY) LTD 
    101. MJ Mafunisa Consulting (PTY) LTD 
    102. MML Consulting CC. 
    103. MMPS Holdings 
    104. Mod-Mosh Projects and Consulting (PTY) LTD 
    105. Mohlaje Solutions (Pty) Ltd 
    106. Mokgosi Trading CC. 
    107. Mortarboard Training Solutions 
    108. Mosako Wa Kitso 
    109. Moving Business Altitudes Consulting 
    110. Mowils Consultants 
    111. Mpumalanga School of Government - MPSG 
    112. MTK Corporate Solutions 
    113. Multiple Productive Management Solutions 
    114. Neopeo Trading & Projects 
    115. Nhlahle Development Agency 
    116. Nkqubela Community Developers 
    117. NLKN Holdings (Pty) Ltd 
    118. Nokusho M Consulting and Trading 
    119. Ntokosi Consulting 
    120. Nyankwavi Investment CC. 
    121. Omithombo Management Academy 
    122. Orchards Graduate School (Pty) Ltd 
    123. Pandelani Investment Holdings (PTY) LTD. 
    124. PFIM Trading (Pty) Ltd 
    125. Pholo Human Capital (Pty) Ltd 
    126. Pioneer Business Consulting 
    127. Pitt Institute T/A Imithombo Institute 
    128. PMA Holdings (PTY ) LTD. 
    129. Positive Thinking Consultants cc 
    130. Power Rush Trading 170 CC. 
    131. Powernexus 
    132. Prestige Leaders Consulting (Pty) Ltd 
    133. Pro Jentibus Sports Development NPC 
    134. Prodigy Business Services 
    135. Progressive School of Business and Engineering (Pty) 
    136. Prosam Consulting Group (Pty) Ltd 
    137. Prospen Group (Pty) Ltd 
    138. Pudi's Educational Services And Youth Development 
    139. Ramazwi Security Service and Training Agency (Pty) Ltd 
    140. Rams Professional Training and Conferencing 
    141. Reflections Development Institute 
    142. Regen Institute of Leadership and Management Education 
    143. Regenesys School of Public Management 
    144. Regent Business School (Pty) Ltd t/a Regent Business School 
    145. Ritepath HR Solutions 
    146. Saint Colonel Graduate Institute 
    147. Sasalethu Consulting and Associates 
    148. SAZM TRADING AND PROJECTS PTY LTD 
    149. Sithole Griffin & Associates (SGA) 
    150. Siza Nesu Training and Consultants 
    151. Solstice Networks CC 
    152. South African ABET Development Agency SAADA 
    153. South African Governance and Business College 
    154. Southern African Institute of Learning 
    155. SPG Promotions and Distributions CC 
    156. Step Ahead Academy (Pty) Ltd 
    157. SWARANANG MANAGEMENT CONSULTING CC 
    158. Tankimo Trading (Pty) Ltd 
    159. Team Dynamix 
    160. Thandiwenathi (Pty) Ltd 
    161. The Crimson CO CC. 
    162. The Department of Home Affairs Learning Centre 
    163. The Justice 
    164. Thubelihle Graduate Institute 
    165. Thusanang Skills & Training 
    166. Thuto Lere Community Empowerment Programme 
    167. Tinotel Communications 
    168. Tippinggate Business Solutions 
    169. Tloumogale Business Development & Consulting 
    170. Tloumogale Business Development & Consulting (Pty) Ltd 
    171. Tonex Management Solutions (Pty) Ltd 
    172. Tradesman Consulting and Training Solutions 
    173. Training at Work (Pty) Ltd 
    174. Triads Management Services 
    175. Tsebong Training Centre 
    176. Tshepang Consulting & Project 
    177. Tshwane Training Institute (Pty) Ltd 
    178. Tsoelopele Leadership Consulting (Pty) Ltd 
    179. Ubuqhawe Consulting (Pty) Ltd 
    180. Ukhamba Quality Skills 
    181. Ukwakhile Projects (PTY) Ltd 
    182. Unctionized Business Enterprise 
    183. University of Pretoria 
    184. Uweso Consulting (Pty) Ltd 
    185. Vala Nge Bhetshu Human Capital Development (Pty) Ltd 
    186. Vantage Training 
    187. Venus Maintenance and Supply Services 
    188. Visionary Academy 
    189. Vuca Institute of Leadership Development 
    190. Weinvest Investments 
    191. Ya Hina Management Consulting and projects 
    192. ZJ Africa Learn (pty)Ltd 


    All qualifications and part qualifications registered on the National Qualifications Framework are public property. Thus the only payment that can be made for them is for service and reproduction. It is illegal to sell this material for profit. If the material is reproduced or quoted, the South African Qualifications Authority (SAQA) should be acknowledged as the source.